Navigating Ethics and Regulation of AI

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Navigating Ethics and Regulation of AI provides a comprehensive exploration of AI ethics in financial services, led by Azish Filabi, JD, MA, Managing Director of the American College Cary M. Maguire Center for Ethics in Financial Services. This session goes beyond the technology itself to examine AI’s broader impact on jobs, education, and stakeholder trust while considering AI’s evolving role in business strategy and risk management. Key topics include consumer trust, applications of AI in insurance, and ethical risks—such as bias, privacy, and transparency—that advisors face. Regulatory responses are also covered, including the 2024 agenda of the National Association of Insurance Commissioners and its Model Bulletin for responsible AI use in insurance. Through insights into generative AI trends like ChatGPT, case studies, and best practices, this session equips financial professionals with actionable strategies to balance human oversight, promote ethical AI practices, and foster trust in AI-driven financial services.

​Learning Objectives

Upon successful completion of this learning activity, you will confidently be able to:​

• Understand the ethical challenges and regulatory considerations of AI in financial services.
• Identify and apply key principles for responsible AI engagement.
• Analyze real-world case studies to recognize ethical risks and develop proactive solutions.

Presenter

Azish Filabi, JD, MA

CFP^® CE Credit

This content is eligible for one hour of CFP^® continuing education (CE) credit.

If you hold the CFP^® mark and would like to receive CFP Board CE credit for this content, please ensure your CFP^® ID number is entered here.

The College’s Professional Recertification Program (PRP)

This content is eligible for one hour of PRP ethics continuing education credit.

To begin, click on the button below. As you move through the content, make sure to mark each page complete by clicking on the appropriate button, and then click Next Lesson at the bottom of each page. Once you complete the entire activity, the progress bar will show 100%.

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